Is Equiniti regulated by an independent body?

Equiniti Financial Services Limited is authorised and regulated by the Financial Services Authority (FSA), for certain activities which include the following Equiniti Financial Services Limited products:

  • custody and corporate nominees,
  • share dealing,
  • Dividend Re-Investment Plans (DRIPs),
  • Investment Trust Saving Schemes,
  • Individual Savings Accounts (ISAs),
  • accepting cash deposits.

 

For more information, see the FSA's website: http://www.fsa.gov.uk

 

The maintenance of company registers is not regulated although our service is monitored by CRESTCo and the companies for whom we act.

 

For more information, see the CRESTCo website:

http://www.crestco.co.uk

 

If you have a complaint on any area of our service, please write to us at:

The Service Quality Team
Equiniti
Aspect House
Spencer Road
Lancing
West Sussex      BN99 6DA

and we will do our best to answer your concerns.


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Equiniti Limited and Equiniti Financial Services Limited are part of the Equiniti group of companies and whose registered offices are Aspect House, Spencer Road, Lancing, West Sussex BN99 6DA. Company share registration, employee scheme and pension administration services are provided through Equiniti Limited, which is registered in England & Wales with No. 6226088. Investment and general insurance services are provided through Equiniti Financial Services Limited, which is registered in England & Wales with No. 6208699 and is authorised and regulated by the UK Financial Services Authority.